Upanisā Sutta: The Discourse on States of Conditioning

The Buddha has preached that the path to liberation is a process of knowing and seeing. He has further described that the one who progresses in the path discards cankers (mental influxes) and what one should know and see as he or she progresses is the arising and ceasing of the five clinging aggregates.

‘Monks I teach how to discard cankers to those who dwell knowing and seeing! , knowing and seeing what,’
This is the form, this is its origin, this is its cessation…….
This is the sensation, this is its origin, this is its cessation……
This is the perception, this is its origin, this is its cessation……
This is the formation, this is its origin, this is its cessation……
This is the consciousness, this is its origin, this is its cessation……

Mental Concentration

Samadhi Bhavana Sutra (Anguttara Nikaya) describes four types of mental concentration and their benefits,
(1) Happiness here and now;
In Salleka Suthra (Majjima Nikaya) it is said,
The practitioner experiencing stillness in the first, second, third and fourth dyanas enjoys pleasantness in the present, here & now and dwells therein, however, he or she cannot move beyond and hence cannot discard cankers and be free.
(2) The divine eye (clairvoyance and knowledge of the working of karma);
The one who practices the second method of mental concentration is able to develop knowledge through perception of light (Aloka Sanna) by gaining the ‘divine eye’.
(3) Mindfulness and clear comprehension;
 The third type of mental concentration discussed in the Sutra is about doing things (through thought, speech and action) cultivating mindfulness with clear comprehension.
(4) Spiritual liberation.
The fourth form of mental concentration is the noble practice which enables relinquishment of cankers, when the practitioner observes arising and passing away of the five clinging aggregates.
The one who dwells watching the origination and the cessation of the five clinging aggregates discards cankers and liberates himself. Once liberated the person gains the knowledge that he is liberated.

States of Conditioning

The Blessed one preached,

“Bikkhus, the knowledge of this destruction, in regards to the destruction (of the influxes- cankers) has a necessary condition, I say. It is not without a necessary condition. “
And what, bhikshus, is the necessary condition for the knowledge of the destruction (khaya) (of the influxes)?  It should be said: freedom (or liberation) (vimukthi).  Freedom, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.
And what, bhikshus, is the necessary condition for freedom?
It should be said: dispassion (virāga). Dispassion, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for dispassion?
It should be said: revulsion [disenchantment] (nibbidā). Revulsion, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

Revulsion (or disenchantment) referred here is not mere dislike but what one experiences by seeing the truth, where the practitioner comprehends that there is nothing to grasp or hold onto. It’s not mere displeasure experienced as a person but by seeing the reality as it is.

And what, bhikshus, is the necessary condition for revulsion?
It should be said: the knowledge and vision of reality (yatha,bhūta,ñana,dassana). The knowledge and vision of reality, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for the knowledge and vision of reality?
It should be said: mental stillness (samādhi). Concentration, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

The state of mental stillness mentioned here is the fourth state of mental concentration described in Samadhi Bhavena Sutra discussed earlier.

And what, bhikshus, is the necessary condition for concentration?
It should be said: happiness (sukha). Happiness, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for happiness?
It should be said: tranquillity (passaddhi). Tranquillity, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.
And what, bhikshus, is the necessary condition for tranquillity?
It should be said: zest (pīti). Zest, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for zest?
It should be said: gladness [joy] (pāmojja). Joy, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for gladness?
It should be said: faith (saddhā). Faith, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

Any practice that guides one to experience joy and tranquillity first will not help in destruction of cankers (mental influxes), rather the joy and tranquillity experienced as one treads on the path will make way for destruction cankers.

And what, bhikshus, is the necessary condition for faith?
It should be said: suffering (dukkha).

Pāmojja or pamoda is the feeling of pleasantness one experiences by seeing the arising passing nature of five clinging aggregates, conditioned by the faith, the person develops when he comprehends what suffering is. The faith referred here is not the faith one develops on Buddha as a person but what one gains when the five clinging aggregates are clearly comprehended (as suffering).

Suffering and Conditions for Suffering

The suffering what we know and what we experience is tied to our self-view. We all like to escape from the suffering that we are subjected to in our endless cycle of birth and death and seek liberation.

Tathagata preached three forms of suffering or Dukkha. They are Suffering or pain (dukkha-dukkha); suffering that arise due to Impermanence or change (viparinama-dukkha); suffering that arise due to Conditioned states (sankhara-dukkha). Understanding the latter is beyond our easy reach.

We can begin by searching the immediate cause for suffering[1] known as dukkha dukha and viparinama dukha, as birth (jati) and noting existence as the cause for birth. Existence (bhava) is due to clinging (upadana) which is conditioned by craving (tanha) that arises due to sensations. Likewise, we can trace back other causes in sequence: for sensations - contact, for contact - six sense faculties, for six sense faculties-name matter, for name matter -consciousness and finally for consciousness - ignorance.

In other words, by examining the two types of suffering (dukkha) that are evident and more familiar to us, we could trace their causes or conditionality which reveals Sanskara Dukkha and its root cause, the ignorance.

It is Sanskara Dukkha that one has to comprehend, the suffering that arise due to conditions. It is defined as the five clinging aggregates[2] which are seen as impermanent since they arise from causes - or are conditioned.

Dependent Origination

The search for the origination of five clinging aggregates discussed in this sutra leads to dependent origination, ignorance being its origin. Ignorance is defined as not knowing what suffering is, its origin, the cessation of suffering and the path leading to its cessation.

Comprehending the origin of five aggregates of clinging, its formation, results in knowing what suffering is, its origin, cessation and the path leading to its cessation, the four noble truths. Once the truths are known ignorance is abandoned and therefor the formation of five clinging aggregates (suffering) ceases ending in freedom.

This is different to the third type of mental concentration discussed in Samadhi Bhavana Sutra that describes knowing the rise of sensation, perception and formation etc. that ‘I’ experience. Further, it’s ‘me’ who sees cessation of the sensation that ‘I’ experience. The drawback is it doesn’t remove ‘me’ as a aggregate of clinging. The teachings want us to know and see the state of the conditioned.

One should not attempt to discard defilements but search for the origination, it’s not mere cessation of things that exist. The notion of existence is one extreme, the eternalist view, and the notion that nothing exists is the other extreme, the nihilist view, Observing cessation of a thing that exists is just a shift from one extreme to the other, from eternalist view to nihilist view, which is the belief of the worldlings.

The Buddha further explained,

Suffering, bhikshus, has a necessary condition, too, I say.
It is not without a necessary condition.

And what, bhikshus, is the necessary condition for suffering?
It should be said: birth (jati). Birth, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.
And what, bhikshus, is the necessary condition for birth?
It should be said: existence (bhava). Existence, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for existence?
It should be said: clinging (upādāna). Clinging, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for clinging?
It should be said: craving (tanhā). Craving, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for craving?
It should be said: feeling (vedanā). Feeling, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for feeling?
It should be said: contact (phassa). Contact, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for contact?
It should be said: the six sense-bases (salyatana). The six sense-bases, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for the six sense-bases?
It should be said: name-and-form (nama,rūpa). Name-and-form, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for name-and-form?
It should be said: consciousness (viññana). Consciousness, bhikshus, has a necessary condition, too, I say. It is not without a necessary condition.

And what, bhikshus, is the necessary condition for consciousness?
It should be said: formations (sankhara). Formations, bhikshus, have a necessary condition, too, I say. They are not without a necessary condition.

And what, bhikshus, is the necessary condition for formations?
It should be said: ignorance.

The Three Marks of Buddhism

To know impermanence (anicca), unsatisfactoriness or suffering (dukkha), and non-self (anattā) nature of the five aggregates of clinging, one needs to comprehend its origination. When the truth, that everything arises due to conditions and cease when the conditions cease to exist, is comprehended the five aggregates of clinging (suffering) will not originate and that is cessation.

The teachings elaborates that due to its conditional nature the five clinging aggregates is impermanent and as it is impermanent it is suffering (Yada niccan tan dukkan) - there is nothing to hold on to. If it is impermanent and suffering, the Buddha asked, ‘should one take it as me mine and myself?’

When Ignorance is abandoned, formations cease and thus no further suffering. Therefore the noble practice is not mere disintegration of a body that exists or seeing impermanence of body parts i.e. hair, skin, nails, teeth etc. that are perceptible. Knowing impermanence is knowing the cause and effect phenomena, it is knowing that there is no substance in the compounded, formed due to causes, as it ceases when the causes cease to exist.
As described in the Four Foundations of Mindfulness meditation, observing origination of the body (Kayanupassana)[3] focuses the notion of a body that exists which is primarily to develop knowledge[4] , rather than a body that is taken as a one that truly exists. This is emphasised under the other three states of mindfulness as well.
When origination is grasped the void in existence is exposed and thus one need not make an effort to discard cankers. The person who dwells observing the truth or the arising ceasing nature of five clinging aggregates can be free from suffering being able to comprehend the path leading to its cessation.

In the parable of the Lute (Veenopama Sutra), it is described how the melody or the sound is not something that exists but which originates only when one plays the Lute. This explains the nature of impermanence or the state of the conditioned. The causality of the five clinging aggregates is grasped only when Buddha’s teaching of the dependent origination is comprehended. This is when one develops faith on Buddha and his teachings.

When a teacher explains a child how to do maths correctly by teaching him the fundamentals as well as the right techniques, the child develops faith on the teacher, similarly when one grasps origination of five clinging aggregates as taught by the Buddha he or she develops faith on the Buddha. This faith is known as Avicca Prasada in teachings. What one requires to develop is not mere assumptions about the external world but seeing things as they really are.

In Seela Sutra it is explained that all what a person who embarks on the path has to do is observing arising and ceasing of five clinging aggregates. He or she needs to do the same to reach all four states[5] of enlightenment described in the teachings. It is further said that it’s the stream winner who can clearly see arising and ceasing nature of five clinging aggregates and thereby discard cankers, till one reaches this state his or her aim must be to comprehend the truth.

When dependent origination is comprehended and the way it occurs due to ignorance and brings about suffering, the person sees origination of the five clinging aggregates (suffering) with wisdom.

Water –Cycle Parable

Using the water –cycle parable below the Tathagatha explained the dependent origination,
Just as when the rains fall in huge drops on the mountain-tops, the waters, flowing down along the slopes, fill the mountain clefts, gullies and streams.
When the mountain clefts, gullies and streams are full, they fill the ponds.
When the ponds are full, they fill the lakes.
When the lakes are full, they fill the rivulets.
When the rivulets are full, they fill the rivers.
When the rivers are full, they fill the great ocean.
Similarly the moment one grasps ignorance in its true nature, the person’s life leads towards freedom.

 ‘in the same way, bhikshus,

ignorance is the necessary condition for formations,
formations are the necessary condition for consciousness,
consciousness is the necessary condition for name-and-form,
name-and-form is the necessary condition for the six sense-base,
the six sense-bases are the necessary condition for contact,
contact is the necessary condition for feeling,
feeling is the necessary condition for craving,
craving is the necessary condition for clinging,
clinging is the necessary condition for existence,
existence is the necessary condition for birth,
birth is the necessary condition for suffering,
suffering is the necessary condition for faith,

He further explained dependent ending:

faith is the necessary condition for joy,
joy is the necessary condition for zest,
zest is the necessary condition for tranquillity,
tranquillity is the necessary condition for happiness,
happiness is the necessary condition for concentration,
concentration is the necessary condition for reality [ knowledge and vision of
things as they really are,
knowledge and vision of reality
is the necessary condition for revulsion,
revulsion is the necessary condition for dispassion,
dispassion is the necessary condition for freedom,
freedom is the necessary condition for the knowledge of the destruction
(of the influxes).

When ignorance is clearly grasped one comprehends formation of suffering resulting in freedom. It’s not observing what is originated by breaking them into parts either as name-matter or elements but seeing how things originate due to ignorance. This is the path to liberation of gaining the knowledge of cessation.

It’s important that one first understands the five aggregates of clinging. Today our understanding of the five aggregates of clinging and its impermanent, suffering and nonself nature, focuses on things that exist. Buddha compared the knowledge of the five aggregates of clinging and their impermanent, suffering and non-self-nature to a raft that helps one to cross the ocean of samsara. As it’s the person who makes the raft, first he or she needs to gain the knowledge of the Truth, by listening to Dhamma preached by the Buddha. The first state or the foundation of the path is the right view and it is gained only by listening to Buddha’s teachings and developing wise attention. 

Having listened to Buddha’s teachings one needs to understand the five aggregates of clinging and dependent origination phenomena perusing with wise attention. The correct understanding of the five aggregates of clinging occurs with understanding of its origin.

Maha Punnama Sutra (Majjima Nikaya) discusses causes for five aggregates of clinging - form, sensation, perception, formation and consciousness. We know that form originates from four great elements and that sensations, perceptions and formations from contact. We also know that sensation is not contact but it originates from contact, sensation is the fruit of contact - the cause, same with regard to perception and formation. Similarly, consciousness is not name-matter but what originates from name matter.

Now that we discussed four of the five aggregates of clinging we need to understand the other, the form, and that it is not four great elements but what originates from that. We need to understand four great elements to clearly grasp the origin of form. This is an area we haven’t explored before.

There are a number of Sutras which discuss the four great elements in detail such as maha haththi padopama sutra, rahulowada sutra and dhatu vibhanga sutra. The four elements are described as earth or solidity (patavi), water or cohesion (apo), Fire or heat (tejo) which are seen as both internal and external. The great elements that are internal for instance, the earth element is described as; belonging to oneself, solid, rigid and clung to. We refer to them as hair, skin, flesh, teeth, bones, and so on. It is further said, whatever else that belongs to oneself, solid, rigid and clung to, is also called the internal earth element.
In terms of the above definition of the four great elements, we need to understand what is meant by ‘clung to’. It is crucial and if not we will continue to hold onto the notion that the there are four elements which exist externally.

We attempt to understand elements that exist externally by breaking them into particles and so on, as we have not understood their true nature of being originated by clinging. However, when we see that the cause for the four elements is clinging we see its connection to dependent origination theory, similar to what we already know about other four clinging aggregates.

We ignore the cause for our notion of the existence of the four elements which is primarily due to clinging; hence we consider that they exist either as external or internal. This delusion conforms to the theory of dependent origination and how we gradually develop self-view and end in misery. We ignore what was explained by the Blessed One and make our own assumptions - as we understand.

Our understanding today is that the four elements exit independent of ‘my’ existence. However it’s a notion that ‘I’ create due to the notion of ‘me’ that exists. Therefore any attempt to see what they are made of by breaking into parts would only be conceptual. We can neither say that things exist nor that things do not exist, we need to examine the Dhamma as taught by the Tathagatha and understand how things are conditioned.
When we grasp ignorance, i.e. not knowing suffering, cause for suffering, cessation and the path leading to cessation, we grasp the false footing for our fabrications (as the world). Suffering persists until we see that truth.

Buddhism has to be pursued and examined as a phenomenon of cause and effect with the final goal of grasping ignorance. Seeing the origin of the world that develops due to formations as a Dhamma of cause and effect that is built upon a false foundation (not as mere assumptions) is essential. When one begins to know and see as explained in this sutra he or she could comprehend suffering and be free from it.
(Sutra quotes are from http://dharmafarer.org: Translations by Piya Tan, 2009)




[1] Sorrow , Lamentation, Pain, Grief, Despair (soka·parideva·dukkha·domanass·upāyāsā)
[2] panca updana skanda
[3] Four foundations of mindfulness (Sathara Sathipatthana Bhavana)
[4] …. Or mindfulness is established that ‘There is a body’, to the extent necessary for knowledge and mindfulness. They meditate independent, not grasping at anything in the world. This too is how a monastic meditates by observing an aspect of the body. (‘Atthi kāyo’ti vā panassa sati paccupaṭṭhitā hoti. Yāvadeva ñāṇamattāya paṭis­sati­mattāya anissito ca viharati, ………..)
[5] Stream Winner, Once returner, Non-returner and the Arahath

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